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In the Stock Fraud Case Examined by Engdahl, the Client's

Question 6

Multiple Choice

In the stock fraud case examined by Engdahl, the client's financial self-interest included the view of the broker as follows:


A) the broker worked in line with reasonable business strategies, the broker was seen as reliable, and the firm exercised strong administrative and accounting controls over brokers and deals
B) the broker was seen as reliable, the firm exercised strong administrative and accounting controls over brokers and deals, and the broker was a close friend and associate
C) the broker worked in line with reasonable business strategies, the broker was seen as reliable, and the client thought it in his best interest to exploit broker's extensive knowledge
D) None of the above

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