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    Exam 11: Banking Industry: Structure and Competition
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    Under the Gramm-Leach-Bliley Act the Oversight of the Securities Activities
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Under the Gramm-Leach-Bliley Act the Oversight of the Securities Activities

Question 132

Question 132

Multiple Choice

Under the Gramm-Leach-Bliley Act the oversight of the securities activities of bank holding companies belongs to


A) the SEC.
B) the Comptroller of the Currency.
C) the U.S. Treasury.
D) the Federal Reserve.

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