Multiple Choice
Which of the following is a part of the Global Legal Settlement of 2002?
A) The establishment of a Public Company Accounting Oversight Board (PCAOB) to supervise accounting firms and thus insure that audits are independent and controlled for quality.
B) Increased penalties for white-collar crime and obstruction of official investigations.
C) Requires a CEO and CFO to certify that periodic financial statements and disclosure of the firm are accurate.
D) Requires investment banks to make public their analysts' recommendations.
Correct Answer:
Verified
Correct Answer:
Verified
Q20: Under the Sarbanes-Oxley Act of 2002,the clause
Q21: The Dodd-Frank Wall Street Reform and Consumer
Q22: The Dodd-Frank Wall Street Reform and Consumer
Q23: Evidence suggests that credit-rating agencies _ exploited
Q24: A type of _ problem that occurs
Q26: If the incentive to take advantage of
Q27: The incentive for analysts in investment banks
Q28: Advice on taxes,accounting or management information systems,and
Q29: One problem with conflicts of interest is
Q30: Which policy measure requires investment banks to