Multiple Choice
Which of the following policy measures required the SEC to prevent issuers of asset-backed securities from choosing the credit-rating agencies that will give them the highest rating and supported earlier initiatives by the SEC?
A) the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
B) Sarbanes-Oxley Act of 2002
C) Global Legal Settlement of 2002
D) Gramm-Leach-Bliley Act of 1999
E) Riegle-Neal Act of 1994
Correct Answer:

Verified
Correct Answer:
Verified
Q28: Advice on taxes,accounting or management information systems,and
Q29: One problem with conflicts of interest is
Q30: Which policy measure requires investment banks to
Q31: If there isn't sufficient information available,then which
Q32: Conflicts of interest arising from management advisory
Q34: Which policy measure makes it unlawful for
Q35: Conflicts of interest is a type of
Q36: If firms have an incentive to hide
Q37: Which of the following policy measures forced
Q38: Explain the type of conflicts of interest