Under the 1934 Act,an Issuer Must Register with the SEC

Multiple Choice

Under the 1934 Act,an issuer must register with the SEC if

A) it has not completed a public offering under the 1933 Act.
B) its securities are not going to be traded on a national exchange.
C) it will not be providing investors with a prospectus.
D) it has at least 2,000 shareholders and total assets that exceed $10 million.