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Which of the Following Represents a Valid Regulation a Tier

Question 40

Multiple Choice

Which of the following represents a valid Regulation A Tier 1 offering?


A) selling $3 million of securities in any 12-month period with a $250,000 individual investor limit
B) selling $10 million in securities in any 12-month period;investors can't buy more than 10% of their annual income or net worth
C) selling $20 million of securities in any 12-month period with no individual investor limit
D) selling $20 million in securities in any 12-month period;investors can't buy more than 5% of their annual income or net worth

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