An Example of an "Indirect Financial Interest in a Client

Multiple Choice

An example of an "indirect financial interest in a client" would be

A) ownership of less than 10% of the client's stock by the covered members spouse.
B) an ownership of less than 10% of the client's stock by a staff member who is not involved in the audit.
C) the covered member's ownership of a mutual fund that has an investment in the client.
D) All of the above are examples of an indirect financial interest in a client.