A Company Must File a Registration Statement with the SEC

Multiple Choice

A company must file a registration statement with the SEC providing various financial and company history information. The registration statement does not need to be filed if:

A) the issue is less than $50 million.
B) the loan matures within 9 months.
C) the issue is less than $5.0 million.
D) Both the issue is less than $50 million and the loan matures within 9 months.
E) Both the loan matures within 9 months and the issue is less than $5.0 million.