The SEC Attempts to Control Insider Trading in Part By

Multiple Choice

The SEC attempts to control insider trading in part by:

A) Prohibiting officers and directors from buying stock of the company they work for/oversee
B) Prohibiting shareholders from buying stock of affiliated companies
C) Requiring officers, directors, and shareholders owning 10 percent of the class of equity securities registered with the SEC to file reports concerning their ownership and trading of the corporations securities
D) All of the above