Multiple Choice
Which of the following is not required under the CFA Institute Standards of Professional Conduct?
A) Knowledge of all applicable laws, rules, and regulations
B) Disclosure of all personal investments, whether or not they may conflict with a client's investments
C) Disclosure of all conflicts to clients and prospects
D) Reasonable inquiry into a client's financial situation
E) All of the options are required under the CFA Institute standards.
Correct Answer:
Verified
Correct Answer:
Verified
Q57: You purchased 300 shares of common stock
Q58: Shares for short transactions<br>A) are usually borrowed
Q59: Which of the following orders instructs the
Q60: You want to purchase GM stock at
Q61: Which of the following orders instructs the
Q63: You purchased 100 shares of IBM common
Q64: A purchase of a new issue of
Q65: Which of the following statements regarding the
Q66: Assume you sell short 1,000 shares of
Q67: You sold short 100 shares of common