A Trading Floor Broker

Multiple Choice

A trading floor broker:

A) is a NYSE member who trades on the floor for his or her personal account.
B) executes orders on behalf of commission brokers in exchange for a fee.
C) executes customers' orders in exchange for a commission.
D) trades a limited number of securities and is obligated to maintain an orderly market for those securities.
E) is any party who owns a NYSE trading license.