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Which of the Following Is True Regarding the Securities Exchange

Question 55

Multiple Choice

Which of the following is true regarding the Securities Exchange Act of 1934?


A) It regulates the subsequent trading of securities.
B) It requires that certain issuers file periodic reports with the Securities and Exchange Commission.
C) It permits the Securities and Exchange Commission to monitor securities markets for fraud and market manipulation.
D) It regulates the subsequent trading of securities,it requires that certain issuers file periodic reports with the Securities and Exchange Commission,and it permits the Securities and Exchange Commission to monitor securities markets for fraud and market manipulation.
E) It regulates the subsequent trading of securities and requires that certain issuers file periodic reports with the Securities and Exchange Commission,but it does not permit monitoring by the Securities and Exchange Commission.

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