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The Securities Acts of 1933 and 1934 Established the S

Question 11

Multiple Choice

The Securities Acts of 1933 and 1934 established the S.E.C.to enforce which of the follow laws?


A) Require firms to tell the public the truth about their businesses.
B) Require brokers, dealers, and exchanges to treat investors fairly.
C) To ensure that no investment ever loses money.
D) All of the above are laws the S.E.C. enforces.
E) A and B above are laws the S.E.C. enforces.

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