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The So-Called "Global Settlement" Negotiated by the SEC,NYSE and NASD

Question 9

Multiple Choice

The so-called "global settlement" negotiated by the SEC,NYSE and NASD with a number of brokerage firms was intended to:


A) ensure more disclosure of relevant information to investors.
B) separate investment banking from analyst research.
C) stop the practice of buy,sell or hold recommendations in analysts' reports.
D) all of the above

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