Multiple Choice
What is private placement of securities?
A) A procedure that allows a company to register securities and then sell them over a period of two years without reregistering.
B) A procedure that allows the sale of securities to no more than 35 sophisticated knowledgeable investors, with no general solicitation allowed.
C) A method of filing Form 10-K with the SEC.
D) The registration of mutual funds that engage in investing and trading securities.
E) A sale of securities to no more than 50 accredited investors, with no general solicitation allowed.
Correct Answer:
Verified
Correct Answer:
Verified
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