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    Exam 9: Financial Markets and Instruments: Learning the Investment Environment
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    The Maloney Act Led to the Creation of
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The Maloney Act Led to the Creation of

Question 34

Question 34

Multiple Choice

The Maloney Act led to the creation of


A) the Securities and Exchange Commission (SEC) .
B) the American Arbitration Association (AAA) .
C) the National Association of Securities Dealers (NASD) .
D) the Securities Investor Protection Commission (SIPC) .

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