Binding Arbitration Is a Process That

Multiple Choice

Binding arbitration is a process that

A) allows you to appeal to FINRA or any of the organized exchanges for resolution of a complaint against your broker.
B) is used by the SEC to determine appropriate damages against a broker for unethical conduct.
C) involves hiring an attorney and suing your broker.
D) resolves a conflict between the SEC and a broker with respect to charging excessive commissions.