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Which of the Following Securities/investment Acts Regulates the Sale of Mutual

Question 121

Multiple Choice

Which of the following securities/investment acts regulates the sale of mutual fund shares?


A) The Securities Act of 1933
B) the Securities and Exchange Act of 1934
C) The Investment Company Act of 1940
D) The Sarbanes-Oxley Act of 2002
E) The Securities and Protection Act of 1970

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