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Regulation a Security Issues Are Exempt from Full SEC Registration

Question 10

Multiple Choice

Regulation A security issues are exempt from full SEC registration filing and use only a brief offering statement if:


A) the issue is for less than $5,000,000.
B) insiders sell no more than $1,500,000 of stock.
C) insiders sell no more than 100,000,000 shares.
D) Both A and C.
E) Both A and B.

Correct Answer:

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