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    Personal Finance Study Set 10
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    Exam 12: Mutual Funds
  5. Question
    Mutual Funds Are Regulated by
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Mutual Funds Are Regulated by

Question 3

Question 3

Multiple Choice

Mutual funds are regulated by


A) The Securities Act of 1933.
B) The Securities Exchange Act of 1934.
C) The Investment Company Act of 1940.
D) The Sarbanes-Oxley Act of 2002.

Correct Answer:

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