Multiple Choice
What is private placement of securities?
A) a procedure that allows a company to register securities and then sell them over a period of two years without reregistering.
B) a procedure that allows the sale of securities to a small group of knowledgeable investors without any general solicitation.
C) a method of filing Form 10-K with the SEC.
D) the registration of mutual funds that engage in investing and trading securities.
E) a sale of securities to 35 or fewer accredited investors.
Correct Answer:
Verified
Correct Answer:
Verified
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