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Which One of the Following Regulates the Subsequent Trading of Securities

Question 16

Multiple Choice

Which one of the following regulates the subsequent trading of securities through brokers and exchanges?


A) The Securities Act of 1933.
B) The Securities Exchange Act of 1934.
C) The Investment Company Act of 1940.
D) The Investment Advisers Act of 1940.
E) The Sarbanes-Oxley Act of 2002.

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