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Which of the Following Is Not True of the SEC

Question 65

Multiple Choice

Which of the following is not true of the SEC (Securities Exchange Commission) ?


A) It enforces laws designed to protect investors against misconduct in the securities markets.
B) It enforces laws against insider trading.
C) All public companies must provide the SEC with a prospectus annually.
D) Companies offering securities for sale must register their intent to do so with the SEC.

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