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One of the Specific Requirements of the Sarbanes-Oxley Act (SOX)

Question 73

Multiple Choice

One of the specific requirements of the Sarbanes-Oxley Act (SOX) is that:


A) Auditors should not evaluate internal controls since they are management's responsibility.
B) Auditors of a client are restricted as to what consulting services may be provided.
C) The person leading the audit should remain the same indefinitely to maintain consistency.
D) A modest penalty is imposed for any violation of the SOX guidelines.
E) Auditor's work on a client engagement is overseen directly by the FASB.

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