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    Business Law Study Set 7
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    Exam 41: Investor Protection and E-Securities Transactions
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    The SEC Is Concerned with Regulating Issues and Trading of Securities
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The SEC Is Concerned with Regulating Issues and Trading of Securities

Question 83

Question 83

True/False

The SEC is concerned with regulating issues and trading of securities alone and cannot regulate the activities of securities brokers and advisors.

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