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Which of the Following Is NOT a Requirement for a Rule

Question 34

Multiple Choice

Which of the following is NOT a requirement for a Rule 10b-5 violation?


A) The defendant either used the mails,an instrumentality of interstate commerce,or a facility of a national securities exchange.
B) The defendant made a statement that either misrepresented or omitted a fact of material importance.
C) The misrepresentation or omission was made with scienter.
D) The statement was made in connection with a public offering.

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