Exam 5: The Stock Market

An index consists of the following securities. What is the value-weighted index return? Stack Shares Outgtariding Begin Price End Price C 4,500 \ 18 \ 22 T 7,500 \ 12 \ 11 W 3,500 \ 32 \ 36

A securities dealer is a(n):

Stock market indexes:

A time-stamped ledger of electronic transactions among multiple users, but with no centralized control, is referred to as a(n):

Which one of the following statements concerning venture capital is correct?

An NYSE supplemental liquidity provider: I. can trade the same stocks as designated market makers. II. can trade only from offices outside the exchange. III. is tasked to create a one-sided market (i.e., on the buy or sell side for a specific security). IV. is paid 30 cents per 100 shares traded.

Main Supplies is a publicly traded firm with 250,000 shares of stock outstanding. If the firm issues an additional 10,000 shares, those shares will be referred to as a(n):

An index consists of the following securities and has an index divisor of 3.0. What is the price-weighted index return? Stock Shares Outstanding Beginning Share Price Ending Share Price A 4,000 \ 21 \ 16 L 1,000 \ 49 \ 61 S 3,000 \ 37 \ 38

Alcorn Metals just sold 2.0 million shares through an IPO offering. The shares were offered at $23.50 a share and all shares were sold. The firm received a total of $50,290,000 for this issue. What was the spread?

An order to sell that involves a preset trigger point is called a ________ order.

In order to be entitled to trade on the floor of the NYSE, members must:

The orders displayed on NASDAQ are placed by:

What is the current structure of the NYSE?

Which one of the following prices will an individual investor receive if he or she sells shares of Intel?

An index consists of the following securities. What is the value-weighted index return? Stock Shares Outstanding Begin Price End Price H 5,000 \ 18 \ 22 I 7,500 \ 12 \ 11 J 2,000 \ 32 \ 36

Which of the following replaced the role of specialists on the floor of the NYSE exchange?

An order book displays the following information: Buy Orders Sell Orders Shares Price Shares Price 200\ 18.15 100\ 18.17 300\ 18.14 500\ 18.18 100\ 18.14 100\ 18.19 You place a market order to sell 500 shares. What is the total you will receive for your order?

Aurora Metals just sold 2 million shares through an IPO offering. The shares were offered at $23.50 a share and all shares were sold. The firm received a total of $50,200,000 for this issue. What was the spread?

The process of purchasing newly issued shares from the issuer and reselling those shares to the general public is called:

An order to buy shares of stock at a stated price or less is called a________ order.