Question 1

Which of the following is not a strategic planning process?

Accepted Answer

A) IT-related requirements to comply with industry, regulatory, legal, and contractual obligations, including privacy, transborder data flows, e-business, and insurance contracts. 
B) Acquisition and development schedules for hardware, software, and application systems and for personnel and financial requirements. 
C) Systems development life cycle adoption to ensure that comprehensive documentation is developed for each application. 
D) An inventory of current IT capabilities. 
A) IT-related requirements to comply with industry, regulatory, legal, and contractual obligations, including privacy, transborder data flows, e-business, and insurance contracts. 
B) Acquisition and development schedules for hardware, software, and application systems and for personnel and financial requirements. 
C) Systems development life cycle adoption to ensure that comprehensive documentation is developed for each application. 
D) An inventory of current IT capabilities.

Question 2

______________________________ is a process that ensures that the enterprises's IT sustains and extends the organization's strategies and objectives.

Accepted Answer

The answer of ______________________________ is a process that ensures that...

Question 3

A method of separating systems development and operations is to prevent programmers from

Accepted Answer

A) performing technical services 
B) performing database administration 
C) handling accounting operations 
D) operating the computer 
A) performing technical services 
B) performing database administration 
C) handling accounting operations 
D) operating the computer

Question 4

The ______________________________ group is responsible for routing all work in to and out of the data center, correcting errors, and monitoring all error correction.

Accepted Answer

The answer of The ______________________________ group is responsible for routing...

Question 5

Which of the following has the responsibility of efficient and effective operation of IT?

Accepted Answer

A) steering committee 
B) security officer 
C) CIO 
D) systems development manager 
A) steering committee 
B) security officer 
C) CIO 
D) systems development manager

Question 6

A warehouse supervisor prepares a sales order listing items to be shipped to a customer and then signs it authorizing the removal of the items from the warehouse.The supervisor is performing which functions?

Accepted Answer

A) authorizing events and safeguarding of resources 
B) executing and recording events 
C) authorizing and executing events 
D) authorizing and recording events 
A) authorizing events and safeguarding of resources 
B) executing and recording events 
C) authorizing and executing events 
D) authorizing and recording events

Question 7

Top 10 security and privacy concerns reported by managers from 63 countries include all the following except:

Accepted Answer

A) disaster recovery/business continuity 
B) the Internet 
C) data backup 
D) overall information security strategy 
A) disaster recovery/business continuity 
B) the Internet 
C) data backup 
D) overall information security strategy

Question 8

Management should establish a _______________________ plan and implement related
activities, including reviews, audits, and inspections, to ensure the attainment of IT customer
requirements.

Accepted Answer

The answer of Management should establish a _______________________ plan and...

Question 9

The policy of requiring an employee to alternate jobs periodically is known as forced vacations.

Accepted Answer

A) True 
 B)False

Question 10

The ______________________________ covers the progression of information systems through the systems development process, from birth, through implementation, to ongoing use and modification.

Accepted Answer

system dev

Question 11

Periodic cleaning, testing, and adjusting of computer equipment is referred to as ______________________________.

Accepted Answer

preventive

Question 12

A small organization that does not have enough personnel to adequately segregate duties must rely on alternative controls, commonly called ___________________________________.

Accepted Answer

compensato

Question 13

Data in all their forms that are input, processed, and output by information systems is the IT resource ____________________.

Accepted Answer

The answer of Data in all their forms that are...

Question 14

According to COSO, most organizations are adequately monitoring operations.

Accepted Answer

A) True 
 B)False

Question 15

Listed below are several pervasive control plans discussed in Chapter 8.On the blank line to the left of each control plan, insert a "P" (preventive), "D" (detective), or "C" (corrective) to best classify that control.If you think that more than one code could apply to a particular plan, insert all appropriate codes

Accepted Answer

The answer of Listed below are several pervasive control plans...

Question 16

The first list below contains 10 control plans discussed in Chapter 8.The second list describes 10 system failures that have control implications.Required:
On the answer line to the left of each system failure, insert the capital letter from the first list of the best control plan to prevent the system failure from occurring.If you can't find a control that will prevent the failure, then choose a detective or a corrective plan.A letter should be used only once.Control Plans

Accepted Answer

The answer of The first list below contains 10 control...

Question 17

The use of IT resources for enterprise systems and e-business

Accepted Answer

A) magnifies the importance of protecting the resources both within and outside of the organization from risks 
B) magnifies the importance of protecting the resources both within but not outside the of the organization from risks 
C) makes it easier to provide internal control risk when IT resources are interlinked 
D) none of the above 
A) magnifies the importance of protecting the resources both within and outside of the organization from risks 
B) magnifies the importance of protecting the resources both within but not outside the of the organization from risks 
C) makes it easier to provide internal control risk when IT resources are interlinked 
D) none of the above

Question 18

A mechanism by which a company is reimbursed for any loss that occurs when an employee commits fraud is called a:

Accepted Answer

A) segregation of duties 
B) fidelity bond 
C) personnel planning control 
D) termination control plan 
A) segregation of duties 
B) fidelity bond 
C) personnel planning control 
D) termination control plan

Question 19

The ______________________________ gives detailed instructions to computer operators and to data control about a particular application.

Accepted Answer

operations

Question 20

Which of the following IT resources includes hardware, operating systems, DBMSs, and networking?

Accepted Answer

A) Information 
B) Applications 
C) Infrastructure 
D) People 
A) Information 
B) Applications 
C) Infrastructure 
D) People

Which of the following is not a strategic planning process?

______________________________ is a process that ensures that the enterprises's IT sustains and extends the organization's strategies and objectives.

A method of separating systems development and operations is to prevent programmers from

The ______________________________ group is responsible for routing all work in to and out of the data center, correcting errors, and monitoring all error correction.

Which of the following has the responsibility of efficient and effective operation of IT?

A warehouse supervisor prepares a sales order listing items to be shipped to a customer and then signs it authorizing the removal of the items from the warehouse.The supervisor is performing which functions?

Top 10 security and privacy concerns reported by managers from 63 countries include all the following except:

Management should establish a _______________________ plan and implement related activities, including reviews, audits, and inspections, to ensure the attainment of IT customer requirements.

The policy of requiring an employee to alternate jobs periodically is known as forced vacations.

The ______________________________ covers the progression of information systems through the systems development process, from birth, through implementation, to ongoing use and modification.

Periodic cleaning, testing, and adjusting of computer equipment is referred to as ______________________________.

A small organization that does not have enough personnel to adequately segregate duties must rely on alternative controls, commonly called ___________________________________.

Data in all their forms that are input, processed, and output by information systems is the IT resource ____________________.

According to COSO, most organizations are adequately monitoring operations.

The use of IT resources for enterprise systems and e-business

A mechanism by which a company is reimbursed for any loss that occurs when an employee commits fraud is called a:

The ______________________________ gives detailed instructions to computer operators and to data control about a particular application.

Which of the following IT resources includes hardware, operating systems, DBMSs, and networking?

Introduction to Accounting Information Systems

Enterprise Systems

Electronic Business E-Business Systems

Documenting Information Systems

Database Management Systems

Relational Databases and Sql

Controlling Information Systems: Introduction to Enterprise Risk Management and Internal Control

Controlling Information Systems: Business Process and Application Controls

The Order Entrysales Oes Process

The Billingaccounts Receivable Cash Receipts Barcr Process

The Purchasing Process

Accounts Payablecash Disbursements Apcd Process

The Human Resources Process HR Management and Payroll Processes

Integrated Production Processes IPP

General Ledger and Business Reporting Glbr Process

Acquiring and Implementing Accounting Information Systems

Filters

Exam 8: Controlling Information Systems: Introduction to Pervasive Controls

Which of the following is not a strategic planning process?

______________________________ is a process that ensures that the enterprises's IT sustains and extends the organization's strategies and objectives.

A method of separating systems development and operations is to prevent programmers from

The ______________________________ group is responsible for routing all work in to and out of the data center, correcting errors, and monitoring all error correction.

Which of the following has the responsibility of efficient and effective operation of IT?

A warehouse supervisor prepares a sales order listing items to be shipped to a customer and then signs it authorizing the removal of the items from the warehouse.The supervisor is performing which functions?

Top 10 security and privacy concerns reported by managers from 63 countries include all the following except:

Management should establish a _______________________ plan and implement related activities, including reviews, audits, and inspections, to ensure the attainment of IT customer requirements.

The policy of requiring an employee to alternate jobs periodically is known as forced vacations.

The ______________________________ covers the progression of information systems through the systems development process, from birth, through implementation, to ongoing use and modification.

Periodic cleaning, testing, and adjusting of computer equipment is referred to as ______________________________.

A small organization that does not have enough personnel to adequately segregate duties must rely on alternative controls, commonly called ___________________________________.

Data in all their forms that are input, processed, and output by information systems is the IT resource ____________________.

According to COSO, most organizations are adequately monitoring operations.

The use of IT resources for enterprise systems and e-business

A mechanism by which a company is reimbursed for any loss that occurs when an employee commits fraud is called a:

The ______________________________ gives detailed instructions to computer operators and to data control about a particular application.

Which of the following IT resources includes hardware, operating systems, DBMSs, and networking?

Introduction to Accounting Information Systems

Enterprise Systems

Electronic Business E-Business Systems

Documenting Information Systems

Database Management Systems

Relational Databases and Sql

Controlling Information Systems: Introduction to Enterprise Risk Management and Internal Control

Controlling Information Systems: Business Process and Application Controls

The Order Entrysales Oes Process

The Billingaccounts Receivable Cash Receipts Barcr Process

The Purchasing Process

Accounts Payablecash Disbursements Apcd Process

The Human Resources Process HR Management and Payroll Processes

Integrated Production Processes IPP

General Ledger and Business Reporting Glbr Process

Acquiring and Implementing Accounting Information Systems

Filters