Multiple Choice
Which of the following policy measures prohibited compliance officers from being involved in producing or selling credit ratings?
A) The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
B) Sarbanes-Oxley Act of 2002.
C) Global Legal Settlement of 2002.
D) Gramm-Leach-Bliley Act of 1999.
E) Riegle-Neal Act of 1994.
Correct Answer:
Verified
Correct Answer:
Verified
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