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Under the Global Legal Settlement of 2002,the Provision That Requires,for

Question 40

Multiple Choice

Under the Global Legal Settlement of 2002,the provision that requires,for a period of five years,brokerage firms to contract with independent research firms to provide information to their customers is an example of


A) regulate for transparency.
B) supervisory oversight.
C) separation of functions.
D) socialization of information production.

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