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The Model Code Strongly Recommends That Intra-Day Oral Deal Checks

Question 175

Multiple Choice

The Model Code strongly recommends that intra-day oral deal checks should:


A) Be conducted out at the end of the morning and afternoon trading sessions.
B) Be only be conducted after the close of business.
C) Be mutually agreed between the bank and the broker or counterparty.
D) Be the responsibility of the broker.

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