What Does the Model Code Say About the Responsibility of a Broker

Multiple Choice

What does the Model Code say about the responsibility of a broker in handling suspicious transactions?

A) Suspicious transactions should be reported by the principals.
B) Brokers need to make staff aware of the problem and exercise vigilance.
C) A broker should report any suspicions about a transaction to the other counterparty.
D) Brokers should advise clients to reject the name.