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The Internal Audit Activity of an Investment Company Received a Request

Question 463

Multiple Choice

The internal audit activity of an investment company received a request to provide assurance on the risk management process. Preliminary discussion with senior management revealed that separate functions within the organization perform some form of risk management activities. Which of the following is the most effective tool for ensuring that risk management activities are coordinated among these functions?


A) Delphi technique.
B) Assurance map.
C) Facilitated workshop.
D) Analytical reviews.

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