The Securities Act of 1933 ________

Multiple Choice

The Securities Act of 1933 ________.

A) does not provide for penalties in the form of fines and/or imprisonment if the information provided is inaccurate or material information is omitted.
B) governs the issuance of securities.
C) provides that investors who purchase the security are entitled to sue the issuer but not the underwriter to recover damages if they incur a loss as a result of the misleading information.
D) provides that financial statements must be included after the registration statement.