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    Exam 13: Primary Markets and the Underwriting of Securities
  5. Question
    Rule 415 Permits Certain Issuers to File a Single Registration
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Rule 415 Permits Certain Issuers to File a Single Registration

Question 23

Question 23

True/False

Rule 415 permits certain issuers to file a single registration document indicating that they intend to sell a certain amount of a certain class of securities at one or more times within the next two years.

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