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    Exam 34: Regulation of Trading: The Securities Exchange Act of 1934
  5. Question
    A Company Becomes a Reporting Company Subject to the Exchange
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A Company Becomes a Reporting Company Subject to the Exchange

Question 13

Question 13

Multiple Choice

A company becomes a reporting company subject to the Exchange Act if it is a __________ offering that occurs without a securities exchange listing.


A) open
B) private
C) public
D) closed

Correct Answer:

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