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    Exam 34: Regulation of Trading: The Securities Exchange Act of 1934
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    In Order to Trigger Liability Under 10b-5 for Insider Trading
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In Order to Trigger Liability Under 10b-5 for Insider Trading

Question 11

Question 11

Multiple Choice

In order to trigger liability under 10b-5 for insider trading, the investor must have bought or sold stock in a__________ traded company.


A) privately
B) county-based
C) publicly
D) All of the choices are correct.

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