Multiple Choice
Which of the following policy measures created an Office of Credit Ratings at the SEC with its own staff and the authority to fine credit-rating agencies and to deregister an agency if it produces bad ratings?
A) the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
B) Sarbanes-Oxley Act of 2002
C) Global Legal Settlement of 2002
D) Gramm-Leach-Bliley Act of 1999
E) Riegle-Neal Act of 1994
Correct Answer:
Verified
Correct Answer:
Verified
Q39: Not surprisingly,when financial institutions have consolidated more
Q40: Under the Global Legal Settlement of 2002,the
Q41: Describe what is meant by economies of
Q42: Which policy measure increased the SEC budget
Q43: Which of the following policy measures authorized
Q45: Which of the following is an example
Q46: Which of the following is not a
Q47: The Dodd-Frank Wall Street Reform and Consumer
Q48: In investment banking,a conflict usually is present
Q49: Explain how the market can reduce the