Essay
For each of the following situations, identify the type of form to be filed with the SEC for disclosure purposes:
(A) Form 10-K
(B) Form 10-Q
(C) Form 8-K
(D) Not required
___ 1.A unique or significant happening.
___ 2.Annual information required by Regulation S-X.
___ 3.Changes in control of the registrant.
___ 4.Interim financial statements.
___ 5.Fourth quarter income statement.
___ 6.Bankruptcy.
___ 7.Annual information required by Regulation S-K.
___ 8.Income statement for the current quarter, year-to-date, and comparative periods in the previous year.
___ 9.Changes in bookkeeping staff.
___ 10.Changes in the registrant's independent auditor.
Correct Answer:

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(1) C; (2) A; (3) C;...View Answer
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