Exam 9: Financial Markets and Instruments: Learning the Investment Environment

Which of the following investments is an example of a pooling arrangement?

In relation to the New York Stock Exchange,which item below is not true of the American Stock Exchange? It

An example of a current return is:

Using a margin account

Binding arbitration is a process that

If you bought a security at $10 a share and its price then rose to $30,you might wish to protect your profit by placing a stop-loss order at,say,$28 a share.

Tangible assets are often viewed as a protection against inflation.

One advantage of a tangible asset over an intangible one is that

Which of the following publications is exclusively investment-oriented?

Which of the items below should you expect to receive from a full-service broker?

"Investor's Business Daily" is a radio show focusing on investment news.

The primary function of the specialist is to maintain an orderly and continuous market.

Investor complaints against brokers are primarily handled through

An order for 1,850 shares of stock involves

When compared to a risk averter,a risk seeker will accept identical risks for

Preferred stocks typically mature at a specific date set by the corporation.

One advantage in dealing with full-service brokers is they often have inside information about a company.

Tangible assets would not include

The Sarbanes-Oxley Act of 2002

Higher income individuals will tend to prefer investments that avoid or defer taxes.