Multiple Choice
In order to trigger liability under 10b-5 for insider trading, the investor must have had a __________ relationship with the source of information as an insider or as a "tippee" if he received information from an insider.
A) primary
B) secondary
C) special
D) important
Correct Answer:

Verified
Correct Answer:
Verified
Q2: In 1988, Congress passed the _, which
Q3: Administrative Law Judges are _ attorneys who
Q4: Aubrey, the CEO of Rainbow Loom Corp.,
Q5: In the context of securities law, a/an_
Q6: The Securities Exchange Act of 1934 requires
Q7: The Securities Exchange Act of 1934 established
Q8: Companies whose securities (equity or debt) are
Q9: The SEC regularly investigates unusual stock activity
Q10: The Securities Exchange Act of 1934 does
Q11: In order to trigger liability under 10b-5