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    Exam 34: Regulation of Trading: The Securities Exchange Act of 1934
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    In Order to Trigger Liability Under 10b-5 for Insider Trading
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In Order to Trigger Liability Under 10b-5 for Insider Trading

Question 1

Question 1

Multiple Choice

In order to trigger liability under 10b-5 for insider trading, the investor must have had a __________ relationship with the source of information as an insider or as a "tippee" if he received information from an insider.


A) primary
B) secondary
C) special
D) important

Correct Answer:

verifed

Verified

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